| 20-01731 | 12/06/2021 | Claimant(s): Livingston Asset Management LLC, Oscaleta Partners LLC, Queenston Partners LP, Trillium Partners LP
Claimant Lawyers(s): Steven Hicks
Respondent(s): Charles Lek, David Weiniger, Michael Mainwald, Ramute Zukas, Samuel Lek, Lek Securities Corporation
Respondent Lawyers(s): Adam M. Felsenstein
Arbitrator(s): Peter A. Goldman, Martin Mushkin, Edmund Timothy Donovan
Hearing Site: New York, NY
|  | $0 |
| 15-02201 | 04/13/2017 | Claimant(s): Lek Securities Corporation
Claimant Lawyers(s): David Wrobel
Respondent(s): Robert Wolfson
Respondent Lawyers(s): Robert A. Wolfson
Arbitrator(s): Gary Timothy Haight, Barbara M. Anscher, Christopher J. Hadsell
Hearing Site: San Francisco, CA
| | $0 |
| 15-01056 | 03/07/2016 | Claimant(s): Alexander Morris
Claimant Lawyers(s): Alexander P. Morris
Respondent(s): Lek Securities Corporation
Respondent Lawyers(s): Andrew Shapiro
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | $2,440 |
| 07-02493 | 10/28/2009 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Bruce E. Coolidge
Respondent(s): Mark Ramos, Martin Allamian, Michael Elizondo, Last Atlantis Capital Management, Lek Securities Corporation, Petra Trading Group LLC
Respondent Lawyers(s): Anthony C. Valiulis, Tommy P. Beaudreau
Arbitrator(s): Robert L. Spangler, David I. Goldblatt, Steven David Leader
Hearing Site: New York, NY
| | |
