| 14-03712 | 03/09/2016 | Claimant(s): David Levine
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | |
| 15-01056 | 03/07/2016 | Claimant(s): Alexander Morris
Claimant Lawyers(s): Alexander P. Morris
Respondent(s): Lek Securities Corporation
Respondent Lawyers(s): Andrew Shapiro
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
|  | $2,440 |
| 15-00952 | 01/27/2016 | Claimant(s): Michael Schlosser
Claimant Lawyers(s): Michael Schlosser
Respondent(s): Vincent Afflixio
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | $163 |
| 12-01989 | 07/16/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Thomas Dexter
Respondent Lawyers(s): Thomas Dexter
Arbitrator(s): Evan L. Gordon, Patricia A. DeWitt, Suzanne Beth Levy
Hearing Site: New York, NY
| | |
| 12-03163 | 03/26/2013 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Brian T. Donadio
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | $0 |
| 09-03120 | 08/01/2012 | Claimant(s): Municipal Workers Compensation Fund Inc.
Claimant Lawyers(s): Peter Mougey
Respondent(s): Morgan Keegan & Company., Morgan Asset Management.
Respondent Lawyers(s): George D. Sullivan, S. Lawrence Polk
Arbitrator(s): Eric Howard Kunis, William F. Julavits, Patricia A. DeWitt
Hearing Site: Birmingham, AL
| | $0 |
