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FINRA Awards for Evan L. Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0198907/16/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Thomas Dexter
Respondent Lawyers(s): Thomas Dexter
Arbitrator(s): Evan L. Gordon, Patricia A. DeWitt, Suzanne Beth Levy
Hearing Site: New York, NY
11-0260905/04/2012Claimant(s): Shine Capital Corporation
Claimant Lawyers(s): Vivian R. Drohan
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): William A. Hohauser, Martin H. Zern, Evan L. Gordon
Hearing Site: New York, NY
Checkmark Icon$0
07-0074701/29/2008Claimant(s): Goldsmith & Harris Capital Appreciatio
Claimant Lawyers(s): Evan L. Gordon
Respondent(s): Richard Anthony
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard D. Gueren, Richard D. Chusid, Richard J. McLynn
Hearing Site: New York, NY
Checkmark Icon$90,680

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