| 15-02816 | 11/18/2016 | Claimant(s): Scout Trading
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John I. Erikson
Arbitrator(s): Dennis M. Pape, Richard D. Gueren, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 11-02686 | 05/17/2012 | Claimant(s): John Dadd
Claimant Lawyers(s): John Dadd
Respondent(s): Fiserv Investor Services.
Respondent Lawyers(s): Michael Gordon
Arbitrator(s): Susan C. Lushing, Richard D. Gueren, Julian F. Santos
Hearing Site: New York, NY
| | |
| 06-03133 | 08/03/2009 | Claimant(s): Ronald Marks
Claimant Lawyers(s): Walter D'Ull
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Ronald Shingh
Arbitrator(s): Richard D. Gueren, Allan E. Johnson, Ernesto V. Luzzatto
Hearing Site: New York, NY
|  | $0 |
| 07-00747 | 01/29/2008 | Claimant(s): Goldsmith & Harris Capital Appreciatio
Claimant Lawyers(s): Evan L. Gordon
Respondent(s): Richard Anthony
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard D. Gueren, Richard D. Chusid, Richard J. McLynn
Hearing Site: New York, NY
| | $90,680 |
