| 20-01821 | 10/25/2022 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard L. Herzfeld
Respondent(s): Frank Masiello, Thea D'Adamo, Trademas Inc.
Respondent Lawyers(s): George Brunelle, Robert A. Giacovas
Arbitrator(s): Jill Pilgrim, Anna M. Fanelli, Joseph M. Buffone
Hearing Site: New York, NY
| | |
| 19-03215 | 11/05/2021 | Claimant(s): Barry E. Loughrane Revocable Trust
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Paul Majane, Lincoln Financial Advisors Corporation, Moors & Cabot.
Respondent Lawyers(s): Eric Michaels, Robert A. Giacovas, Robert J. Harvey
Arbitrator(s): Jill Pilgrim, David Holmes, Richard H Leitman
Hearing Site: New York, NY
|  | Expungement |
| 20-03931 | 08/25/2021 | Claimant(s): Jaime Carvallo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Sutton Advisors
Respondent Lawyers(s): Robert A. Giacovas
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | |
| 18-01725 | 04/03/2020 | Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
| | $0 |
| 17-00279 | 06/26/2018 | Claimant(s): Mohamed Ahmed
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawerence R. Sandak
Arbitrator(s): Paul Bennett Marrow, Thomas J. Stock, Marc S. Schindelheim
Hearing Site: New York, NY
| | |
| 15-02816 | 11/18/2016 | Claimant(s): Scout Trading
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John I. Erikson
Arbitrator(s): Dennis M. Pape, Richard D. Gueren, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 06-05335 | 10/22/2007 | Claimant(s): Sandgrain Securities.
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Richard Aulicino
Respondent Lawyers(s): Jessica N. Garvin
Arbitrator(s): G. Robert Abrams, Robert A. Sauerberg, Sherry Puro
Hearing Site: Boca Raton, FL
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