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FINRA Awards for Dennis M. Pape

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0281611/18/2016Claimant(s): Scout Trading
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John I. Erikson
Arbitrator(s): Dennis M. Pape, Richard D. Gueren, Madelyn A. Levy
Hearing Site: New York, NY
11-0206205/20/2013Claimant(s): Presbytery of New York City.
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Charles Helme, Matrix Capital Group., Pinnacle Associates Ltd
Respondent Lawyers(s): Brian A. Carlis, Howard B. Sirota
Arbitrator(s): Robert J. Kheel, Dennis M. Pape, Annamaria Boccia Smith
Hearing Site: New York, NY
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