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FINRA Awards for Peter Josten

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0172504/03/2020Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
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