| 23-00556 | 09/17/2024 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael Gilmore
Respondent(s): Peter Hirsh
Respondent Lawyers(s): Bernard Allen
Arbitrator(s): Jill Pilgrim, Camille S. Cooper, Michael Peter Graff
Hearing Site: New York, NY
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| 22-00809 | 08/16/2024 | Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden
Hearing Site: New York, NY
|  | $777,370 |
| 23-00610 | 01/11/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Linda J. Baer, Stefanie Stannard
Hearing Site: New York, NY
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| 23-00781 | 12/26/2023 | Claimant(s): Mikal Haddad
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Richard W. Cutler, Jill Pilgrim, Tangela Griffin
Hearing Site: New York, NY
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| 22-02243 | 12/14/2023 | Claimant(s): Benjamin Soccodato
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 23-00383 | 11/21/2023 | Claimant(s): Aram Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Thomas Tiernan
Arbitrator(s): Jill Pilgrim, Brian R. Cohen, Amy Jill Baranoff
Hearing Site: New York, NY
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| 23-01077 | 11/10/2023 | Claimant(s): Joon Rhee
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Jill Pilgrim, Jill I. Gross
Hearing Site: New York, NY
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| 23-00220 | 10/10/2023 | Claimant(s): David Hua
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Leslie Conason, Lorraine Diane Mandel
Hearing Site: New York, NY
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| 23-00219 | 09/22/2023 | Claimant(s): Joseph Gileno
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast
Hearing Site: New York, NY
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