| 23-00219 | 09/22/2023 | Claimant(s): Joseph Gileno
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast
Hearing Site: New York, NY
| | |
| 19-01247 | 12/22/2021 | Claimant(s): Steven Mastrovich
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Carl W. Mills
Arbitrator(s): Thomas Caiaffa, Adam B. Lass, Lorrie E Whitfield
Hearing Site: New York, NY
| | |
| 09-06333 | 09/20/2011 | Claimant(s): Maria Pitch, Nicholas Pitch
Claimant Lawyers(s): Brian S. Conneely
Respondent(s): David Feigeles, Henry Fichtner, Oppenheimer & Co.., Mark Hotton
Respondent Lawyers(s): Michael Finkelstein, Peter Byer
Arbitrator(s): Mark Mendley, Joseph Mark Hubbell, Adam B. Lass
Hearing Site: New York, NY
|  | Expungement |
| 08-01341 | 07/02/2010 | Claimant(s): Stephen Ketchum
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass
Hearing Site: New York, NY
| | |
