| 20-00683 | 09/25/2020 | Claimant(s): E. Johnson
Claimant Lawyers(s): Kaitlin Brown
Respondent(s): McBarron Capital LLC
Respondent Lawyers(s): Dino Apostolides
Arbitrator(s): Jill Pilgrim, Jay L. Zelesnick, Betty Chen
Hearing Site: New York, NY
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| 08-01430 | 01/22/2013 | Claimant(s): VCG Special Opportunities Master Fund
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Allan J. Arffa
Arbitrator(s): Zuhayr A. Moghrabi, Patricia A. DeWitt, Jay L. Zelesnick
Hearing Site: New York, NY
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| 08-01341 | 07/02/2010 | Claimant(s): Stephen Ketchum
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass
Hearing Site: New York, NY
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| 06-02262 | 10/18/2007 | Claimant(s): Richard Kates
Claimant Lawyers(s): James A. Batson
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Richard D. Chusid, Herbert Z. Geiger, Jay L. Zelesnick
Hearing Site: New York, NY
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