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FINRA Awards for Allan J. Arffa

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0143001/22/2013Claimant(s): VCG Special Opportunities Master Fund
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Allan J. Arffa
Arbitrator(s): Zuhayr A. Moghrabi, Patricia A. DeWitt, Jay L. Zelesnick
Hearing Site: New York, NY
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