| 13-03608 | 02/02/2016 | Claimant(s): James Anglim
Claimant Lawyers(s): Sandra P. Lahens
Respondent(s): The Vertical Group
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph N. Stineman, Anthony Dennis Perri, Patricia A. DeWitt
Hearing Site: New York, NY
| | |
| 13-03350 | 11/02/2015 | Claimant(s): Patricia German, Paticia German IRA
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jacob Aschkenasy, Michael L. Moran, Patricia A. DeWitt
Hearing Site: New York, NY
|  | Expungement |
| 12-03314 | 11/25/2014 | Claimant(s): Egerton Bullock
Claimant Lawyers(s): Ann C. Northern
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Frank M. Suttell, Judith P. Brooks, Patricia A. DeWitt
Hearing Site: New York, NY
| | $0 |
| 08-01430 | 01/22/2013 | Claimant(s): VCG Special Opportunities Master Fund
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Allan J. Arffa
Arbitrator(s): Zuhayr A. Moghrabi, Patricia A. DeWitt, Jay L. Zelesnick
Hearing Site: New York, NY
| | $0 |
| 10-04339 | 09/21/2012 | Claimant(s): Jacquelyn Kirkland
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): LLoyd B. Chinn
Arbitrator(s): Clarence Smith, Patricia A. DeWitt, James I. Berliner
Hearing Site: New York, NY
| | |
| 09-04948 | 03/23/2011 | Claimant(s): Estate of Hobart S. Geer
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Citigroup Global Markets., Mary Selgrad, Warren Rivetz
Respondent Lawyers(s): John E. Lawlor, William A. Hohauser
Arbitrator(s): Robert S. Getman, Preston V. Pumphrey, Patricia A. DeWitt
Hearing Site: New York, NY
| | $0 |
