11-03225 | 12/03/2014 | Claimant(s): Helen Edgerton Claimant Lawyers(s): Robert G. Rikard Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Charles F. Boufford, Richard E. Miley, Donald John Andres Hearing Site: Columbia, SC
| | Expungement |
13-00252 | 09/08/2014 | Claimant(s): Mark Piccirillo Claimant Lawyers(s): Michelle A. Fioravanti Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA
| | $0 |
13-01237 | 07/25/2014 | Claimant(s): Ramona Wamba Claimant Lawyers(s): David A. Weintraub Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): James S. Hazard Hearing Site: New York, NY
| | Expungement |
10-00136 | 04/15/2014 | Claimant(s): Veronica O'Brien Claimant Lawyers(s): Veronica O'Brien Respondent(s): Morgan Stanley, Mark Digman Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Thomas J. Ray, Jennifer McGillivary, David Cottingham Mann Hearing Site: St. Louis, MO
| | Expungement |
13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong Claimant Lawyers(s): James L. Kauffman Respondent(s): Raymond James Financial Services., Morgan Stanley & Co. Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar Hearing Site: Washington, DC
| | $0 |
12-03764 | 08/30/2013 | Claimant(s): Robert Sperber Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam Hearing Site: Miami, FL
| | |
10-05079 | 08/12/2013 | Claimant(s): Estate of Wilma S. Yount Claimant Lawyers(s): Steven D. Toskes Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Stephen P. Hoffman, Thomas Doyle Blum, Frank V. Tutone Hearing Site: Charlotte, NC
| | Expungement |
10-04327 | 06/18/2013 | Claimant(s): Marguerite Arora, Raveen Arora, The Arora Family Trust Claimant Lawyers(s): Gerard P. Fox Respondent(s): Chuck Roberts, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Herbert Murez, Thomas R. Watkins, Karen J. Burneff Hearing Site: Los Angeles, CA
| | $205,028 |
09-06568 | 01/11/2013 | Claimant(s): John Turtzo, Estate of John A. Turtzo Claimant Lawyers(s): Malcolm J. Gross Respondent(s): Citigroup Global Markets., Peter Joseph, Ray Starner Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Marshall S. Galinsky, Steven T. Stern, Richard Frank Colello Hearing Site: Philadelphia, PA
| | $0 |
09-07114 | 01/08/2013 | Claimant(s): James McGarry, Amethyst Music and Entainment. Claimant Lawyers(s): James P. McGarry Respondent(s): Citigroup Global Markets., Jack Hochstrasser Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Diane Getzler, Donald Raymond McNally, Nancy Kramer Hearing Site: New York, NY
| | $0 |