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FINRA Awards for Jennifer McGillivary

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0210206/04/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Steven Farris
Respondent Lawyers(s): Steven E. Farris
Arbitrator(s): Anthony J. Soukenik, R. Phillip Reed, Jennifer McGillivary
Hearing Site: St. Louis, MO
10-0013604/15/2014Claimant(s): Veronica O'Brien
Claimant Lawyers(s): Veronica O'Brien
Respondent(s): Morgan Stanley, Mark Digman
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Thomas J. Ray, Jennifer McGillivary, David Cottingham Mann
Hearing Site: St. Louis, MO
Checkmark IconExpungement
09-0236511/17/2010Claimant(s): Thomas J. Hillman Family Trust
Claimant Lawyers(s): Mark E. Goodman
Respondent(s): Bernard King, UBS Financial Services Inc.
Respondent Lawyers(s): Christopher T. O'Connor
Arbitrator(s): Gerald Cohen, Thomas J. Ray, Jennifer McGillivary
Hearing Site: St. Louis, MO
Checkmark Icon$100,000

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