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FINRA Awards for David Cottingham Mann

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0117901/28/2015Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Aaron S. Furniss
Respondent(s): KeyBank National Association
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Laila Asmar Folk, William B. James, David Cottingham Mann
Hearing Site: Memphis, TN
13-0320507/24/2014Claimant(s): Jeffrey Carson
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann
Hearing Site: Little Rock, AR
Checkmark IconExpungement
10-0013604/15/2014Claimant(s): Veronica O'Brien
Claimant Lawyers(s): Veronica O'Brien
Respondent(s): Morgan Stanley, Mark Digman
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Thomas J. Ray, Jennifer McGillivary, David Cottingham Mann
Hearing Site: St. Louis, MO
Checkmark IconExpungement
12-0106811/14/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Steven Elefson
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Thomas J. Ray, Jerry M. Deters, David Cottingham Mann
Hearing Site: St. Louis, MO

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