Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01068 | 11/14/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Steven Elefson Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Thomas J. Ray, Jerry M. Deters, David Cottingham Mann Hearing Site: St. Louis, MO | ||
| 11-01938 | 12/18/2012 | Claimant(s): Mary O'Sullivan, Neil J. O'Sullivan Trust, Thomas E. O'Sullivan Rev liv Trust Claimant Lawyers(s): Jonathan F. Andres Respondent(s): Kathryn Winter, Moloney Securities Co.. Respondent Lawyers(s): Jeff Jamieson, Kenton E. Knickmeyer Arbitrator(s): R. Phillip Reed, Jerry M. Deters, Robert W. Dempsey Hearing Site: St. Louis, MO |  | $150,000 |
| 07-03023 | 03/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Brennan Respondent Lawyers(s): Robert J. Benbenek Arbitrator(s): Thomas J. McAllister, Jerry M. Deters, Heath O. Lauseng Hearing Site: St. Louis, MO |