| 12-00292 | 01/10/2013 | Claimant(s): Lottie Perkins
Claimant Lawyers(s): David A. Perkins
Respondent(s): Kevin Goodman, Robert Alderman, Chapin, Davis
Respondent Lawyers(s): Kenton E. Knickmeyer
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Baltimore, MD
|  | $0 |
| 11-01938 | 12/18/2012 | Claimant(s): Mary O'Sullivan, Neil J. O'Sullivan Trust, Thomas E. O'Sullivan Rev liv Trust
Claimant Lawyers(s): Jonathan F. Andres
Respondent(s): Kathryn Winter, Moloney Securities Co..
Respondent Lawyers(s): Jeff Jamieson, Kenton E. Knickmeyer
Arbitrator(s): R. Phillip Reed, Jerry M. Deters, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $150,000 |
| 08-04919 | 03/26/2010 | Claimant(s): Mark Martin, Nancy Martin
Claimant Lawyers(s): Kenton E. Knickmeyer
Respondent(s): Charles Schwab & Co.., Cortland Associates Inc
Respondent Lawyers(s): Phillip J. Mackey, R. Prescott Sifton
Arbitrator(s): Thomas J. Ray, R. Phillip Reed, Julie L. DeWitt
Hearing Site: St. Louis, MO
| | $0 |
| 08-03024 | 05/15/2009 | Claimant(s): Catherine Manoni
Claimant Lawyers(s): Catherine L Manoni
Respondent(s): Michael Standley, Moloney Securities Co..
Respondent Lawyers(s): Kenton E. Knickmeyer
Arbitrator(s): Joseph R. Soraghan, Thomas J. Ray, Jesse David Hill
Hearing Site: St. Louis, MO
| | $8,450 |
