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FINRA Awards for Patrick Sean Dolan

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0029201/10/2013Claimant(s): Lottie Perkins
Claimant Lawyers(s): David A. Perkins
Respondent(s): Kevin Goodman, Robert Alderman, Chapin, Davis
Respondent Lawyers(s): Kenton E. Knickmeyer
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Baltimore, MD
Checkmark Icon$0
12-0046111/06/2012Claimant(s): James E. Wilks and Pamela R. Wilks, JT
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Richmond, VA
Checkmark Icon$0
12-0069511/01/2012Claimant(s): Brian Gaister
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Glen and Wendy Tand
Respondent Lawyers(s): Mark T. Willen
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Baltimore, MD
Expungement
10-0122007/02/2012Claimant(s): Louis Lazar
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
Checkmark IconExpungement
10-0497312/09/2011Claimant(s): Maxim Minevich
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee
Hearing Site: Baltimore, MD
07-0330211/26/2008Claimant(s): PNC Investments
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Victor D. Loper and Lonyae Loper
Respondent Lawyers(s): Victor D. Loper
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
Checkmark Icon$0

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