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FINRA Awards for Marc D Schifanelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050001/23/2023Claimant(s): Hai Xu
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Baltimore, MD
10-0443002/07/2012Claimant(s): Hugh Solomon Leslie
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil
Hearing Site: Baltimore, MD
10-0497312/09/2011Claimant(s): Maxim Minevich
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee
Hearing Site: Baltimore, MD

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