| 22-00500 | 01/23/2023 | Claimant(s): Hai Xu
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Baltimore, MD
| | |
| 20-03257 | 07/27/2022 | Claimant(s): Ashok Aiyappa, Varalakshmi Aiyappa
Claimant Lawyers(s): Ashok Aiyappa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Mary E. Woytek, Karen L. Crump-Wilson, Jeffrey Axelrad
Hearing Site: Washington, DC
|  | $0 |
| 20-02560 | 04/13/2021 | Claimant(s): E. Marsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Washington, DC
| | |
| 16-00955 | 08/31/2017 | Claimant(s): Heath Marell, James Marell, Susan Marell
Claimant Lawyers(s): Matt Simmons
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Charles W. Gameros
Arbitrator(s): Karen L. Crump-Wilson, Christopher M. McMurray, Jeffrey Axelrad
Hearing Site: Washington, DC
| | $299,772 |
