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FINRA Awards for Hai Xu

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050001/23/2023Claimant(s): Hai Xu
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Baltimore, MD

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