| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
|  | $11,571,500 |
| 13-01661 | 10/27/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Francis X. Dee
Respondent(s): Gary Padussis
Respondent Lawyers(s): E. Patrick McDermott
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley
Hearing Site: Baltimore, MD
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| 11-02004 | 03/07/2012 | Claimant(s): James Swinney
Claimant Lawyers(s): Elizabeth R. Makris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley
Hearing Site: Baltimore, MD
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| 10-04430 | 02/07/2012 | Claimant(s): Hugh Solomon Leslie
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil
Hearing Site: Baltimore, MD
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| 09-01368 | 09/29/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): James Hodges
Respondent Lawyers(s): Thomas C. Costello
Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley
Hearing Site: Baltimore, MD
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