19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell Claimant Lawyers(s): Thomas C. Costello Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner Hearing Site: Baltimore, MD
| | $244,344 |
19-02371 | 03/26/2021 | Claimant(s): Barbara Conover Claimant Lawyers(s): Thomas C. Costello Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner Hearing Site: Baltimore, MD
| | Expungement |
19-02692 | 11/25/2020 | Claimant(s): Susan Jakab Claimant Lawyers(s): Thomas C. Costello Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): David L. Ruderman, John N. Greer, Roberto Rafael Pinero Hearing Site: Baltimore, MD
| | $0 |
17-00724 | 07/23/2018 | Claimant(s): Charles Laubach Claimant Lawyers(s): Thomas C. Costello Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis. Respondent Lawyers(s): Priscilla A. Donovan Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties Hearing Site: Baltimore, MD
| | |
15-02046 | 07/21/2017 | Claimant(s): Harold Garner, Shirley Garner Claimant Lawyers(s): Thomas C. Costello Respondent(s): Ameriprise Financial Services., Michael Sommerfield Respondent Lawyers(s): Chad Weaver Arbitrator(s): Douglas Earl McLaren, Christopher M. McMurray, Eric Erdheim Hearing Site: Baltimore, MD
| | Expungement |
15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): James A. Hayes, Christopher M. McMurray Hearing Site: Baltimore, MD
| | Expungement |
14-01597 | 10/19/2015 | Claimant(s): Sharon Krieger Claimant Lawyers(s): Thomas C. Costello Respondent(s): Michael Fein, Commonwealth Financial Network Respondent Lawyers(s): James A. Johnson Arbitrator(s): James A. Hayes Hearing Site: Baltimore, MD
| | Expungement |
14-02724 | 07/28/2015 | Claimant(s): Heidi Kurrus Claimant Lawyers(s): Heidi N. Kurrus Respondent(s): William Sokol, AXA Advisors Respondent Lawyers(s): Eileen Stassa, Thomas C. Costello Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX
| | $9,038 |
14-00233 | 05/20/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Robert L Herskovits Respondent(s): Peter Foote Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Karen V. Cunningham, Jane C. Carney, Sandra Holmes Hearing Site: Baltimore, MD
| | |
14-00394 | 02/13/2015 | Claimant(s): Jonathan Plavnick Claimant Lawyers(s): Thomas C. Costello Respondent(s): Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Janet Stern Solomon Hearing Site: Baltimore, MD
| | Expungement |