| 19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services
Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski
Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner
Hearing Site: Baltimore, MD
|  | $244,344 |
| 22-00631 | 09/30/2022 | Claimant(s): Kevin Nolan
Claimant Lawyers(s): Denis Dice
Respondent(s): Db Alex. Brown LLC
Respondent Lawyers(s): Deutsche Banc Alex Brown Inc.
Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar
Hearing Site: Baltimore, MD
| | |
| 16-02741 | 05/18/2018 | Claimant(s): Blanca Toledo de Moreda, The Estate of the Late Manuel A. Moreda
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Santander Securities LLC
Respondent Lawyers(s): Ana Margarita Rodriguez Rivera, Keith Olin
Arbitrator(s): Nancy J. Cliff, Sherry R. Wetsch, Jay B. Bachar
Hearing Site: San Juan, PR
| | Expungement |
