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FINRA Awards for Db Alex. Brown LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0063109/30/2022Claimant(s): Kevin Nolan
Claimant Lawyers(s): Denis Dice
Respondent(s): Db Alex. Brown LLC
Respondent Lawyers(s): Deutsche Banc Alex Brown Inc.
Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar
Hearing Site: Baltimore, MD

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