| 19-02371 | 03/26/2021 | Claimant(s): Barbara Conover
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner
Hearing Site: Baltimore, MD
|  | Expungement |
| 18-03215 | 10/08/2020 | Claimant(s): Susan Packard
Claimant Lawyers(s): Russell D. Duncan
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rothenstein
Arbitrator(s): Kathryn Ellen McDonnell, Shelley Simons Korch, Bruce Michael Bettigole
Hearing Site: Washington, DC
| | |
| 18-00180 | 03/28/2019 | Claimant(s): Donna Elder
Claimant Lawyers(s): Stephen C. Leckar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marilyn Ginger McCauley
Arbitrator(s): Bonnie K. Wachtel, Barbara Davis Solomon, Shelley Simons Korch
Hearing Site: Washington, DC
| | |
| 14-02428 | 10/14/2015 | Claimant(s): Donald Young, Mary Young
Claimant Lawyers(s): James P. Lucking
Respondent(s): Christos Kalatoudis
Respondent Lawyers(s): Christos A. Kalatoudis
Arbitrator(s): Wesley C. Wilson, Robert S. Zuckerman, Shelley Simons Korch
Hearing Site: Norfolk, VA
| | $177,409 |
| 13-03125 | 11/24/2014 | Claimant(s): Samuel Young
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): William O. SanFord, La Verne Fletcher, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $2,100,000 |
| 12-02701 | 07/18/2014 | Claimant(s): Ivan Venuchekov, Ivan S. Venuchekov, trustee J.Simon 9/02, trustee P.Simon 4/87
Claimant Lawyers(s): John P. Connolly
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel Everest
Arbitrator(s): Arthur J. Wilson, Stephan Paul Carrier, Shelley Simons Korch
Hearing Site: Washington, DC
| | Expungement |
| 13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
| | $200,000 |
| 09-04672 | 05/19/2010 | Claimant(s): Ian Knight, Ian Knight Individual Retirement Account, Ian Knight SEP IRA
Claimant Lawyers(s): Arthur M Schwartzstein
Respondent(s): Frank Shull, Lara, Shull & May
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Louis Nebel, June White Dillard, Shelley Simons Korch
Hearing Site: Washington, DC
| | $65,000 |
| 09-01281 | 12/18/2009 | Claimant(s): Marian Zagier
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): John Forrester, Wasserman & Associates.
Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President
Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $116,615 |
| 09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust
Claimant Lawyers(s): William A. Healy
Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira L. Oring
Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $0 |
