14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Maurice R. Dunie Hearing Site: Baltimore, MD
| | $300 |
13-01661 | 10/27/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Francis X. Dee Respondent(s): Gary Padussis Respondent Lawyers(s): E. Patrick McDermott Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley Hearing Site: Baltimore, MD
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11-04009 | 11/27/2012 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam Hearing Site: Baltimore, MD
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11-04536 | 07/11/2012 | Claimant(s): Michelle Massie Claimant Lawyers(s): Michelle Nicole Massie Respondent(s): BNY Mellon Securities LLC Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): Maurice R. Dunie Hearing Site: Washington, DC
| | $319 |
11-04348 | 06/07/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Christopher Emde Respondent Lawyers(s): K. Dino Kostopoulos Arbitrator(s): Maurice R. Dunie Hearing Site: Richmond, VA
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10-05018 | 02/16/2012 | Claimant(s): Cheryl Lisa Gibson Claimant Lawyers(s): Julia A. Epps Respondent(s): Ameriprise Financial Services., Robert Yeh Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Maurice R. Dunie Hearing Site: Norfolk, VA
| | $0 |
09-04569 | 11/05/2010 | Claimant(s): Lillian Ulissey, Lillian Ulissey Trust dtd 6/22/07 Claimant Lawyers(s): Edward B. Lowry Respondent(s): Valentino Taddei, Edelman Financial Services Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Maurice R. Dunie, Stephanie Wagner Ketchum, Judith B. Ittig Hearing Site: Washington, DC
| | $0 |
09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust Claimant Lawyers(s): William A. Healy Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira L. Oring Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $0 |
07-03572 | 01/30/2009 | Claimant(s): CIBC World Markets Corp. Claimant Lawyers(s): Joseph J. Sullivan Respondent(s): Robert Lynn Respondent Lawyers(s): Gilbert W. Boyce Arbitrator(s): Wendie L. Wachtel, Maurice R. Dunie, Emily Eiselman Hunter Hearing Site: Washington, DC
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07-02929 | 04/08/2008 | Claimant(s): David Ni Claimant Lawyers(s): David H Ni Respondent(s): National Financial Services LLC Respondent Lawyers(s): Gary T. Grassey Arbitrator(s): Maurice R. Dunie Hearing Site: Washington, DC
| | $88 |