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FINRA Awards for Stephanie Wagner Ketchum

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0456911/05/2010Claimant(s): Lillian Ulissey, Lillian Ulissey Trust dtd 6/22/07
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): Valentino Taddei, Edelman Financial Services
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Maurice R. Dunie, Stephanie Wagner Ketchum, Judith B. Ittig
Hearing Site: Washington, DC
Checkmark Icon$0
07-0246607/17/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Sherrick
Respondent Lawyers(s): Joseph J. Sherrick
Arbitrator(s): Bonnie K. Wachtel, Donald R. Giacomelli, Stephanie Wagner Ketchum
Hearing Site: Baltimore, MD

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