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FINRA Awards for Wendie L. Wachtel

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0333510/05/2010Claimant(s): Don Colcolough, Don Paul Colcolough and Anna Colcolough
Claimant Lawyers(s): Brian J. Neville
Respondent(s): John Colcolough, UBS Financial Services Inc., Stephens.
Respondent Lawyers(s): Kim Fowler, Patricia Christinasen
Arbitrator(s): Wendie L. Wachtel, Richard P. Regan, Jane C. Carney
Hearing Site: Washington, DC
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08-0404011/17/2009Claimant(s): Suntrust Investment Services.
Claimant Lawyers(s): Timothy J McEvoy
Respondent(s): Michael Depirri
Respondent Lawyers(s): Jonathan E. Levine
Arbitrator(s): Wendie L. Wachtel, Michael J. Henke, Geoffrey A. Drucker
Hearing Site: Washington, DC
07-0357201/30/2009Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Robert Lynn
Respondent Lawyers(s): Gilbert W. Boyce
Arbitrator(s): Wendie L. Wachtel, Maurice R. Dunie, Emily Eiselman Hunter
Hearing Site: Washington, DC

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