| 23-00800 | 09/04/2024 | Claimant(s): Lin Ren
Claimant Lawyers(s): Caleb Kruckenberg
Respondent(s): Truist Investment Services., Yeoshen Tsui, Yu Tang
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Daniel J. Donovan, Larry E. Ray, Geoffrey A. Drucker
Hearing Site: Baltimore, MD
|  | Expungement |
| 23-01298 | 07/11/2024 | Claimant(s): Paul Gerlach
Claimant Lawyers(s): Shawn P. George
Respondent(s): Charles Knott, Cort Meinelschmidt, Capital Investment Group., Sentinel Capital Solutions Inc
Respondent Lawyers(s): Jonathan A. Barnes, Victor E. Cretella III
Arbitrator(s): Geoffrey A. Drucker, James Pauli, Allan David Poteshman
Hearing Site: Washington, DC
| | $996,072 |
| 23-02813 | 06/07/2024 | Claimant(s): Brian Arezzo
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
| 23-01066 | 09/01/2023 | Claimant(s): Vande Vrede Family Trust
Claimant Lawyers(s): Kenneth Vande Vrede
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Michael I. White
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | $300 |
| 21-01939 | 03/02/2022 | Claimant(s): James Ramsey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc.
Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | |
| 20-00360 | 08/05/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Satterfield
Respondent Lawyers(s): Dave Scher
Arbitrator(s): David Paul Clark, Geoffrey A. Drucker, Francis Henry Dong
Hearing Site: Washington, DC
| | |
| 20-03558 | 06/10/2021 | Claimant(s): Lincoln Financial Securities Corporation
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jason Fekete
Respondent Lawyers(s): Jason M. Fekete
Arbitrator(s): C Gregory Ellison, Gregory Hunter Mathews, Geoffrey A. Drucker
Hearing Site: Norfolk, VA
| | |
| 20-00320 | 05/25/2021 | Claimant(s): Charles Hailey, Karen Hailey
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence
Hearing Site: Richmond, VA
| | $794,432 |
| 20-03557 | 05/19/2021 | Claimant(s): Richard Mulvihill
Claimant Lawyers(s): Keith Mulvihill
Respondent(s): Lee Kramer
Respondent Lawyers(s): Kathleen M. Klein
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 20-03641 | 04/13/2021 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Omer Ali-Taha
Respondent Lawyers(s): Omer Mohamed Ali-Taha
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
