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FINRA Awards for Lincoln Financial Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0077310/02/2024Claimant(s): Christopher Gordon
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Peter Ordower, Benjamin F. Breslauer, Neil Harvey Smith
Hearing Site: Baltimore, MD
23-0280005/22/2024Claimant(s): Jonathan Marshall
Claimant Lawyers(s): Jonathan Edward Marshall
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Benjamin Edwards
Arbitrator(s): Carole Crosby, Donald N. Malawsky, John G. Sciandra
Hearing Site: Tampa, FL
22-0289511/02/2023Claimant(s): Richard Ehrlich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
20-0355806/10/2021Claimant(s): Lincoln Financial Securities Corporation
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jason Fekete
Respondent Lawyers(s): Jason M. Fekete
Arbitrator(s): C Gregory Ellison, Gregory Hunter Mathews, Geoffrey A. Drucker
Hearing Site: Norfolk, VA
19-0032410/02/2019Claimant(s): Christopher Nichols
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): LPL Financial LLC, Lincoln Financial Securities Corporation
Respondent Lawyers(s): Jon D. Kaplon, Michael W. Arnold
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
19-0067910/02/2019Claimant(s): Marie Colbert
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
18-0089611/06/2018Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
18-0013411/02/2018Claimant(s): Marc Schliefer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Kyle Osting
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
18-0188010/31/2018Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
13-0098412/13/2013Claimant(s): Caron Gallier, Deborah Harrison, Kathy Temple, Vernon Gallier, Caron Gallier IRA, Deborah Harrison IRA, Kathy Temple IRA, Jr. IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Lincoln Financial Securities Corporation, Woodbury Financial Services.
Respondent Lawyers(s): Ami Shah, Jason A. Richardson
Arbitrator(s): David G. Beerbower, Robert Charles Morrison, Julie Marie Miller
Hearing Site: Houston, TX
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