Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
13-00984 | 12/13/2013 | Claimant(s): Caron Gallier, Deborah Harrison, Kathy Temple, Vernon Gallier, Caron Gallier IRA, Deborah Harrison IRA, Kathy Temple IRA, Jr. IRA Claimant Lawyers(s): Robert A. Kantas Respondent(s): Lincoln Financial Securities Corporation, Woodbury Financial Services. Respondent Lawyers(s): Ami Shah, Jason A. Richardson Arbitrator(s): David G. Beerbower, Robert Charles Morrison, Julie Marie Miller Hearing Site: Houston, TX | $0 | |
07-01194 | 11/06/2008 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group. Respondent Lawyers(s): Ami Shah Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth Hearing Site: Boston, MA |