| 09-06861 | 02/25/2011 | Claimant(s): Deborah Dee
Claimant Lawyers(s): David J. Paliotti
Respondent(s): Banc of America Investment Services Inc., Nicholas Cafaro, Patrick Sands
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Robert H. Watts, Gerard S. Marsan, Marilyn H. Zuckerman
Hearing Site: Boston, MA
|  | Expungement |
| 08-04393 | 11/11/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): John Leonetti
Respondent Lawyers(s): Paul J. Vincenti
Arbitrator(s): Richard J. Grahn, Marilyn H. Zuckerman, Dennis R. Surprenant
Hearing Site: Boston, MA
| | |
| 07-01194 | 11/06/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group.
Respondent Lawyers(s): Ami Shah
Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth
Hearing Site: Boston, MA
| | |
| 07-02695 | 09/15/2008 | Claimant(s): Joseph Marinucci, Micheal Marinucci, Paul Marinucci
Claimant Lawyers(s): Robert H. Glotzer
Respondent(s): Fidelity Brokerage Services
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Stephen M. Acerra, Marilyn H. Zuckerman, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
