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FINRA Awards for David J. Paliotti

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0686102/25/2011Claimant(s): Deborah Dee
Claimant Lawyers(s): David J. Paliotti
Respondent(s): Banc of America Investment Services Inc., Nicholas Cafaro, Patrick Sands
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Robert H. Watts, Gerard S. Marsan, Marilyn H. Zuckerman
Hearing Site: Boston, MA
Checkmark IconExpungement

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