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FINRA Awards for Fidelity Brokerage Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0135904/10/2014Claimant(s): John F. & Tracy Stora Mayo-Smith
Claimant Lawyers(s): John F. Mayo-Smith
Respondent(s): Elizabeth Costa, Ronaldo Medalla, Stephen Tripp, William Aristizabal, Fidelity Brokerage Services
Respondent Lawyers(s): John Starnes
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
Checkmark Icon$18,000
07-0269509/15/2008Claimant(s): Joseph Marinucci, Micheal Marinucci, Paul Marinucci
Claimant Lawyers(s): Robert H. Glotzer
Respondent(s): Fidelity Brokerage Services
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Stephen M. Acerra, Marilyn H. Zuckerman, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
Checkmark Icon$0

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