| 12-02742 | 02/14/2014 | Claimant(s): Cheryl Duncan, Robert Duncan, Genesis Today.
Claimant Lawyers(s): Ernest W. Boyd
Respondent(s): William Leighton, Law Office of William Leighton PLLC, Leighton & Brantley PLLC
Respondent Lawyers(s): Michael B. Johnson
Arbitrator(s): David G. Beerbower, Leonard J. Sullivan, Bertrand C. Moser
Hearing Site: Houston, TX
|  | $75,000 |
| 13-00984 | 12/13/2013 | Claimant(s): Caron Gallier, Deborah Harrison, Kathy Temple, Vernon Gallier, Caron Gallier IRA, Deborah Harrison IRA, Kathy Temple IRA, Jr. IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Lincoln Financial Securities Corporation, Woodbury Financial Services.
Respondent Lawyers(s): Ami Shah, Jason A. Richardson
Arbitrator(s): David G. Beerbower, Robert Charles Morrison, Julie Marie Miller
Hearing Site: Houston, TX
| | $0 |
| 10-04481 | 03/15/2013 | Claimant(s): Frank Tsuru, Stephanie Tsuru
Claimant Lawyers(s): Scott D. Marrs
Respondent(s): Brodie Cobb, Colin Carter, Jerome Deren, Julie Helwig, Presidio Capital Advisors, Llc, Presidio Financial Partners, L.L.C., Presidio Wealth Management
Respondent Lawyers(s): Jennifer Evans Morris
Arbitrator(s): Linda Broocks, David G. Beerbower, Arno C. Schwethelm
Hearing Site: Houston, TX
| | Expungement |
| 10-04568 | 10/22/2012 | Claimant(s): Clay Border
Claimant Lawyers(s): John T. McDowell
Respondent(s): Pritchard Capital Partners
Respondent Lawyers(s): Todd Giustiniano
Arbitrator(s): David G. Beerbower, Eric R. Benton, Irving Sylvester Moses
Hearing Site: Houston, TX
| | |
| 10-05818 | 04/18/2012 | Claimant(s): Robert Higley
Claimant Lawyers(s): Earnest W. Wotring
Respondent(s): James Bashaw, JEB NEWCO, L.L.C., James E. Bashaw & Co.
Respondent Lawyers(s): David E. Wynne
Arbitrator(s): David G. Beerbower, Jack Chapline Vaughan, Stephen T. Johnson
Hearing Site: Houston, TX
| | |
| 09-06910 | 09/22/2011 | Claimant(s): Santanna Natural Gas Corporation
Claimant Lawyers(s): Benjamin H. Hathaway
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Branson
Respondent Lawyers(s): Michael A. Rodriguez
Arbitrator(s): David G. Beerbower, William Edward Buck, Selenne Calhamer
Hearing Site: Houston, TX
| | Expungement |
| 10-00727 | 03/08/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): John Stearns
Respondent Lawyers(s): Donald M. Feferman
Arbitrator(s): David G. Beerbower, Jeff Kilgore, Maurice J. Fallas
Hearing Site: Houston, TX
| | |
| 09-02570 | 05/20/2010 | Claimant(s): Sue Lane
Claimant Lawyers(s): Milton H. Fried
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): David G. Beerbower, George A. Sellnau, Dale A. Hearn
Hearing Site: Houston, TX
| | $0 |
| 08-01986 | 02/19/2010 | Claimant(s): Abraham Macias
Claimant Lawyers(s): William Kimball
Respondent(s): Eric Wolfe, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): David G. Beerbower, John F. Hinrichs, Lynne M. Gomez
Hearing Site: Houston, TX
| | $63,617 |
