| 10-04993 | 03/28/2013 | Claimant(s): Alberta Thornhill
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Banc of America Investment Services Inc., Capital One Investment Services LLC
Respondent Lawyers(s): Genna Stephens, Todd Ratner
Arbitrator(s): George A. Sellnau, Jonathan Burke Rada, William R. Jonson
Hearing Site: Houston, TX
|  | Expungement |
| 11-01643 | 01/07/2013 | Claimant(s): Lee Kennedy
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Morgan Stanley, Landon Marino, William Coffey
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer
Hearing Site: Houston, TX
| | Expungement |
| 11-00299 | 05/03/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Reeves
Respondent Lawyers(s): Joel H. Thomas
Arbitrator(s): George A. Sellnau, Christine Winn Powell, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 09-03912 | 04/19/2011 | Claimant(s): John Hogge
Claimant Lawyers(s): Mark Cohen
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): James G. Cooper, George A. Sellnau, Philip I. McConnell
Hearing Site: Houston, TX
| | $0 |
| 09-02570 | 05/20/2010 | Claimant(s): Sue Lane
Claimant Lawyers(s): Milton H. Fried
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): David G. Beerbower, George A. Sellnau, Dale A. Hearn
Hearing Site: Houston, TX
| | $0 |
| 09-01745 | 03/26/2010 | Claimant(s): Christine L.Lane, as Bene of the
Claimant Lawyers(s): Mark C. Watler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien
Hearing Site: Houston, TX
| | $0 |
| 08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert M. Rudnicki
Respondent(s): Joe King, Walter Woodrick
Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas
Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas
Hearing Site: New Orleans, LA
| | |
