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FINRA Awards for William Coffey

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0282007/18/2017Claimant(s): Landon Marino, Shawn Walker, Travis Knapp, William Coffey
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Maurice J. Fallas, Allan R. Lazor, Shannon Lyn Mays
Hearing Site: Houston, TX
11-0164301/07/2013Claimant(s): Lee Kennedy
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Morgan Stanley, Landon Marino, William Coffey
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer
Hearing Site: Houston, TX
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