| 20-00633 | 08/09/2021 | Claimant(s): Thomas Archer
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Elena DiIorio, Jonathan Charles Day, Bill Ray Haley
Hearing Site: Houston, TX
| | |
| 17-00611 | 04/15/2019 | Claimant(s): Neal Carlson
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Brian James Tagtmeier, Gary Jason Fischman, R. Michelle Boldon
Hearing Site: Houston, TX
| | |
| 17-01426 | 02/19/2019 | Claimant(s): Beatrice Welscher, Craig Welscher, Norma Welscher
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Wells Fargo Clearing Services, Richard DeYoung
Respondent Lawyers(s): Edward F. Fernandes
Arbitrator(s): Thomas M. Campbell, Leonard J. Sullivan, Jeff Kilgore
Hearing Site: Houston, TX
|  | $786,600 |
| 11-04666 | 10/03/2013 | Claimant(s): Phyllis Worthen
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Edward Jones
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): R. Lee Britton Jr., Donald K. Eckhardt, Oren L. Connaway
Hearing Site: Houston, TX
| | $0 |
| 11-01643 | 01/07/2013 | Claimant(s): Lee Kennedy
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Morgan Stanley, Landon Marino, William Coffey
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer
Hearing Site: Houston, TX
| | Expungement |
| 11-01681 | 08/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randall Fisher
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver
Hearing Site: Wichita, KS
| | |
| 10-00375 | 08/03/2012 | Claimant(s): Chris Jones, Wealth Rescue Strategies.
Claimant Lawyers(s): Clifford B. Altfeld, Todd S. Neal
Respondent(s): David Wheless, Robert Thompson, Sally Thompson, First Texas Alliance Corporation, NuSource Financial Group
Respondent Lawyers(s): Leonard J. Meyer, Mitchell S. Ostwald
Arbitrator(s): Harvey C. Flodin, Gunnar Thowsen, Nancy J. Spieczny
Hearing Site: San Diego, CA
| | |
| 11-01766 | 05/09/2012 | Claimant(s): Karen O'Neill, Timothy O'Neill
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas M. Gregor
Arbitrator(s): Jerry C. Prestridge
Hearing Site: Houston, TX
| | $96,825 |
| 09-06066 | 10/21/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Christopher St. Laurent
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Mark A. Myers, Jeff Kilgore, Carlton A. Butler
Hearing Site: Houston, TX
| | |
| 09-00906 | 07/25/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Williams
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco
Hearing Site: Dallas, TX
| | |
