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FINRA Awards for Dennis S. Boxeur

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0353901/23/2023Claimant(s): Alan Niemann
Claimant Lawyers(s): William D. Kellen
Respondent(s): Brian Heapps
Respondent Lawyers(s): Spencer Smith
Arbitrator(s): Dennis S. Boxeur, Mark C Watler, Diane Shafer Goldschmidt
Hearing Site: Oklahoma City, OK
12-0074612/19/2012Claimant(s): Davis Carson
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Dennis S. Boxeur, Raymond E. Tompkins, Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement
11-0168108/27/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randall Fisher
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver
Hearing Site: Wichita, KS

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