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FINRA Awards for Raymond E. Tompkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0074612/19/2012Claimant(s): Davis Carson
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Dennis S. Boxeur, Raymond E. Tompkins, Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement
09-0562306/07/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Monica Aguayo
Respondent Lawyers(s): Victor F. Poulos
Arbitrator(s): Raymond E. Tompkins
Hearing Site: Dallas, TX

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