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FINRA Awards for Van R. Oliver

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0278809/08/2017Claimant(s): Liphard D'Souza, Sabrina D'Souza
Claimant Lawyers(s): Chad M. Neuens
Respondent(s): First Independent Financial Services Inc
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Kelley L. Cornelius, Philip I. McConnell, Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark Icon$94,852
12-0049205/29/2014Claimant(s): Bobb Meckenstock
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): James Livingston, Scott Romine, National Planning Corporation
Respondent Lawyers(s): Ross A. Anderson
Arbitrator(s): Thomas B. Phillips, James A. Hayes, Van R. Oliver
Hearing Site: Wichita, KS
12-0074612/19/2012Claimant(s): Davis Carson
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Dennis S. Boxeur, Raymond E. Tompkins, Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement
11-0168108/27/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randall Fisher
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver
Hearing Site: Wichita, KS
07-0105206/18/2008Claimant(s): Robert L. Parker & Catherine M. Parker
Claimant Lawyers(s): Phyllis A. Norman
Respondent(s): Charles Bigbie
Respondent Lawyers(s): K. Clark Phipps
Arbitrator(s): Leslie L. Conner, Van R. Oliver, John R. Storm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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