| 14-03206 | 10/28/2016 | Claimant(s): Paul Levy
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Mark S. Foster, Thomas B. Phillips, Michael D. Fitzgerald
Hearing Site: Kansas City, MO
|  | $0 |
| 12-00492 | 05/29/2014 | Claimant(s): Bobb Meckenstock
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): James Livingston, Scott Romine, National Planning Corporation
Respondent Lawyers(s): Ross A. Anderson
Arbitrator(s): Thomas B. Phillips, James A. Hayes, Van R. Oliver
Hearing Site: Wichita, KS
| | |
| 12-01026 | 06/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patrick J. Whalen
Respondent(s): Kenneth Williams
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
| | |
| 09-03272 | 08/02/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jaymee Kahn
Respondent(s): John Pemberton
Respondent Lawyers(s): John Pemberton
Arbitrator(s): Thomas B. Phillips, Joseph M. Rebein
Hearing Site: Kansas City, MO
| | |
| 09-03762 | 12/03/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Colberg
Respondent(s): Daniel Stephens
Respondent Lawyers(s): Daniel Lynn Stephens
Arbitrator(s): Thomas B. Phillips
Hearing Site: Kansas City, MO
| | |
| 08-05006 | 11/16/2009 | Claimant(s): Ishmaila Loum
Claimant Lawyers(s): Ishmaila Loum
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Esther K. Yeu
Arbitrator(s): Thomas B. Phillips, Michael D. Fitzgerald, Donald H. Loudon
Hearing Site: Kansas City, MO
| | $0 |
