FINRA Awards for Walter N. Vernon

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02272	10/03/2014	Claimant(s): Keith Clay Claimant Lawyers(s): Reggie Copeland Respondent(s): Edward Jones Respondent Lawyers(s): Trish Martin Arbitrator(s): Walter N. Vernon, Robert J. Bohle, Harold E. MacFarland Hearing Site: St. Louis, MO
12-02507	10/21/2013	Claimant(s): Robert Cox Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Ameriprise Financial Services., Mitchell Black Respondent Lawyers(s): Roger N. Walter Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox Hearing Site: Kansas City, MO		$776,424
12-01026	06/18/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patrick J. Whalen Respondent(s): Kenneth Williams Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO
09-06930	11/08/2011	Claimant(s): Patsy Potter Claimant Lawyers(s): John J. Miller Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation Respondent Lawyers(s): David J. Freniere, Greg Curley Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO		$0
10-01982	06/21/2011	Claimant(s): Margaret Lyddon, The Margaret C. Lyddon Rev. Trust Claimant Lawyers(s): John J. Miller Respondent(s): Bankers & Investors Co. Respondent Lawyers(s): Roger N. Walter Arbitrator(s): Michael D. Fitzgerald, John W. Jones, Walter N. Vernon Hearing Site: Kansas City, MO		$0