| 23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear
Hearing Site: Des Moines, IA
| | |
| 21-01501 | 02/23/2022 | Claimant(s): Mark Gelbman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): M W Gear
Hearing Site: Des Moines, IA
| | |
| 21-00092 | 07/12/2021 | Claimant(s): Ryan Hook
Claimant Lawyers(s): Jane L. Stafford
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Douglas M. Weems
Arbitrator(s): M W Gear, Kelly T. Coughlin, Stephen Douglas Bonney
Hearing Site: Kansas City, MO
| | |
| 18-03335 | 04/05/2019 | Claimant(s): David Shoesmith
Claimant Lawyers(s): Jennifer Lamirand
Respondent(s): Paul Waller
Respondent Lawyers(s): Paul Waller
Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory
Hearing Site: Wichita, KS
|  | Expungement |
| 17-03365 | 08/31/2018 | Claimant(s): William Elson
Claimant Lawyers(s): Michael Bessette
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): M. W. Gear
Hearing Site: Des Moines, IA
| | |
| 17-02257 | 06/12/2018 | Claimant(s): Jeffrey Ostrander
Claimant Lawyers(s): Owen Harnett
Respondent(s): SII Investments.
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): M. W. Gear
Hearing Site: Kansas City, MO
| | |
| 14-02702 | 03/27/2017 | Claimant(s): Teresa Vollenweider, Step By Step Communications., Teresa Vollenweider Trust
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Donald Porterfield, Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Reggie C. Giffin, M. W. Gear, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | $250 |
| 15-01073 | 03/23/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nuviah Shirazi
Respondent(s): Mark Agre
Respondent Lawyers(s): Ross E. Webster
Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick
Hearing Site: Kansas City, MO
| | |
| 14-02921 | 05/27/2016 | Claimant(s): William Eddy, Barbara Eddy Trust, William J. Eddy Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): John Weiss, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): M. W. Gear, William B. Ross, Verne R. Gray
Hearing Site: Des Moines, IA
| | Expungement |
| 12-01026 | 06/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patrick J. Whalen
Respondent(s): Kenneth Williams
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
| | |
