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FINRA Awards for Paul Waller

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0333504/05/2019Claimant(s): David Shoesmith
Claimant Lawyers(s): Jennifer Lamirand
Respondent(s): Paul Waller
Respondent Lawyers(s): Paul Waller
Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory
Hearing Site: Wichita, KS
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