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FINRA Awards for Jane L. Stafford

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0009207/12/2021Claimant(s): Ryan Hook
Claimant Lawyers(s): Jane L. Stafford
Respondent(s): Commerce Brokerage Services.
Respondent Lawyers(s): Douglas M. Weems
Arbitrator(s): M W Gear, Kelly T. Coughlin, Stephen Douglas Bonney
Hearing Site: Kansas City, MO
08-0211904/27/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Snooks
Respondent Lawyers(s): Jane L. Stafford
Arbitrator(s): Roland Pera, Stephen G. Sneeringer, Jerry L. Kaempfe
Hearing Site: Kansas City, MO

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