Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01026 | 06/18/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patrick J. Whalen Respondent(s): Kenneth Williams Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO | ||
| 11-00482 | 08/13/2012 | Claimant(s): Charlene Bryan Claimant Lawyers(s): Roger N. Walter Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patrick J. Whalen Arbitrator(s): M. W. Gear, Bill J. Alexander, Donald H. Loudon Hearing Site: Kansas City, MO |  | $50,000 |
| 09-05301 | 08/05/2011 | Claimant(s): Darlene Hill, Darlene B. Hill, Trustee of the Claimant Lawyers(s): Roger N. Walter Respondent(s): Wachovia Securities, Thomas Gresham Respondent Lawyers(s): Patrick J. Whalen Arbitrator(s): Charles H. Lewis, James A. Hayes, Michelle S. Minor Hearing Site: Kansas City, MO | | $260,000 |