| 19-02096 | 02/14/2020 | Claimant(s): Michael Palmer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Philip J. Glick
Hearing Site: Cleveland, OH
| | |
| 18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
| | |
| 19-00125 | 09/09/2019 | Claimant(s): Brian Luther
Claimant Lawyers(s): Megan S. Wright
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Thomas F. Mahoney, Charles G. Michaels, Bryan L. Johnson
Hearing Site: Omaha, NE
| | |
| 18-03657 | 06/28/2019 | Claimant(s): Paul Axberg
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
| | |
| 18-02514 | 03/01/2019 | Claimant(s): Orion Willis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation, Centaurus Financial.
Respondent Lawyers(s): Michael Leahy, Scott R. Forbush
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 18-01875 | 02/12/2019 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | |
| 18-00154 | 01/04/2019 | Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SII Investments.
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | |
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 17-02666 | 08/31/2018 | Claimant(s): James Steinbrenner
Claimant Lawyers(s): David A Genelly
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Rody P. Biggert, Bryan K. Nestor, Danielle Lea Carne
Hearing Site: Milwaukee, WI
| | |
| 17-02400 | 06/29/2018 | Claimant(s): Michael Allard
Claimant Lawyers(s): Armin Sarabi
Respondent(s): LPL Financial LLC, National Planning Corporation
Respondent Lawyers(s): Jon D. Kaplon, Scott R. Forbush
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
