Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03206 | 10/28/2016 | Claimant(s): Paul Levy Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Mark S. Foster, Thomas B. Phillips, Michael D. Fitzgerald Hearing Site: Kansas City, MO |  | $0 |
| 13-02607 | 11/12/2015 | Claimant(s): Chris Saporito Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Donald Saunders Litman Hearing Site: Philadelphia, PA | | $0 |
| 14-03156 | 08/28/2015 | Claimant(s): Scott Singleton Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Harlita R. Tomlinson Hearing Site: Cincinnati, OH | | $13 |
| 14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Maurice R. Dunie Hearing Site: Baltimore, MD | | $300 |
| 14-03716 | 06/12/2015 | Claimant(s): Mark Nance Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Paul Lansing Hearing Site: St. Louis, MO | | $25 |
| 14-03876 | 06/11/2015 | Claimant(s): Chad Waterhouse Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL | | $0 |
| 14-03535 | 06/04/2015 | Claimant(s): Harold Boritz, Karen Boritz Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Jonathan Holman Hathaway Hearing Site: San Francisco, CA | | $163 |
| 14-03617 | 06/03/2015 | Claimant(s): Timothy McDonough Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): John J. Flynn Hearing Site: Honolulu, HI | | $88 |
| 14-03730 | 05/15/2015 | Claimant(s): Stafford Juneau Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Heggar Shea Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | | $0 |
| 14-01410 | 12/22/2014 | Claimant(s): Edward Kelley Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Karla Y. Vogel Hearing Site: Columbia, SC | | $1,786 |